Call Number (LC) Title Results
KF1071 .D6 1968 A treatise on the law of stock-brokers and stock-exchanges. 1
KF1071 .D67 1905i A treatise on the law of stock-brokers and stock-exchanges 1
KF1071 .D67 1968i A treatise on the law of stock-brokers and stock-exchanges 1
KF1071 .K49 1991 Rules of the road for registered representatives : a guide to securities compliance / 1
KF1071 .L57 Broker-dealer regulation / 1
KF1071 .P67 1995 Broker-dealer law and regulation : private rights of action / 1
KF1071 .P67 1997 Broker-dealer law and regulation / 1
KF1071 .P673 2000-2006 Broker-dealer law and regulation / 1
KF1071 .P674 2007-2017 Broker-dealer law and regulation / 1
KF1071 .P675 Broker-dealer law and regulation / 1
KF1071 .P675i Broker-Dealer Law and Regulation 1
KF1071.Z9 ‡b H39 2017 Broker-dealer regulation in a nutshell / 1
KF1071.Z9 B763 1985 Broker-dealer regulation : ALI-ABA course of study materials / 1
KF1071.Z9 H39 2003 Broker-dealer regulation in a nutshell / 1
KF1071.Z9 H39 2011 Broker-dealer regulation in a nutshell / 1
KF1071.Z9 H39 2011i Broker-dealer regulation in a nutshell 1
KF1071.Z9 H39 2017 Broker-dealer regulation in a nutshell / 1
KF1071.Z9 H39 2017i Broker-dealer regulation in a nutshell 1
KF1071.Z9 H39 2021 Broker-dealer regulation in a nutshell / 1
KF1071.Z9 H39 2021i Broker-dealer regulation in a nutshell 1